Audit Event Codes

Restriction: This topic applies only when the Enterprise Server feature is enabled.

These are the audit events emitted by the External Security Facility (ESF), Micro Focus Directory Server (MFDS), JCL, and Data File Tools. Events from ESF use the "mf.safmgr" component ID; those from MFDS use "mf.mfds", JCL uses "mf.jcl", and Data File Tools use "mf.cas".

ESF Events: Category and Type Codes, and Parameters

In the following list, the first number is the event category and the second number is the event type. Events are grouped by category, so "1:x" or "1 x" is the collection of events in category 1, the category for events generated by the audit facility itself.
Note: Different auditing emitters may separate the two numbers using a space or a colon character.

The following is a list of event categories and types with their parameters for either a specific event or in the description of a group of events:

Category 0: Unknown

No events defined

Category 1: Audit facility-specific

1 0
Audit manager starting.
  • Shared memory area name.
  • Server type (1 = multiprocess CTF server).
1 1
Audit manager stopping.
  • Shared memory area name.
1 2
Deactivate file.

Category 2: System

The following are ESF only:

Unless otherwise indicated their parameters are:

  • Exit point.
  • 1 = Exit has stopped processing of the request.
  • Request RC value after exit returned.
  • Request return value after exit returned.
  • Request reason value after exit returned.
2 0
Component Initializing
  • No parameters
2 1
Component Started.
  • No parameters
2 2
Component Terminating.
  • No parameters
2 3
User exit called.
2 4
User exit halted processing of the request.
2 5
User exit returned an error.
2 6
Request Throttle
  • Request Type
  • Number of events per second
  • Time the process sleeps for (seconds)
The following are MFDS only:

Unless otherwise indicated, their parameters are:

  • Receive count
  • Object class
  • Object name
2 10
String parameter "MFDS process starting..."
2 11
String parameter "MFDS Request processor started."
2 12
String parameter "MFDS Request processor terminating."
2 13
Auditing turned on
  • Receive count
  • Object class
  • String "MFDS auditing starting..."
2 14
Auditing turned off
  • Receive count
  • Object class
  • String "MFDS auditing stopped..."
The following are ESCWA only:
2 15
ESCWA Starting
  • No Parameters
2 16
ESCWA Terminating
  • User - (Optional) The name of the user that actioned the shutdown, if any.
2 17
ESCWA Auditing Starting
  • User - (Optional) The name of the user that started auditing, if any.
2 18
ESCWA Auditing Stopping
  • User - (Optional) The name of the user that stopped auditing, if any.
The following are MFDS only:
2 100
Found Server
2 101
Found Comms Server
2 102
Found Listener
2 103
Found Handler
2 104
Found Package
2 105
Found Service
2 106
Found XRM
2 107
Found JES Initiator
2 108
Found JES Printer
2 109
Found IMS MPR
2 110
Found MQL
2 120
Found ESM
2 121
Found User
2 122
Found Group
2 123
Found Resource Class
2 124
Found Resource Entity
2 200
Page request
  • Receive count
  • User ID
  • Request description (format varies)
2 201
Logon request
  • Receive count
  • User ID
  • Return code (prefixed with "Logon attempt, rc=")

Category 3: Security API request

Only emitted by ESF. These are not emitted by default. See Security Configuration Custom Configuration Information for more information on the "category 3 audit" configuration option.

3 0
VERIFY
  • Username
  • Subsystem
  • Signon group
3 1
AUTH
  • User
  • Subsystem
  • Resource class
  • Resource entity
  • Requested access
3 2
XAUTH
  • User
  • Subsystem
  • Resource class
  • Resource entity
  • Requested access

Category 4: Administration request

Only emitted by ESF.

These all use the same parameterization. They include three fixed parameters followed by a variable number of parameters, with one for each key-value pair included in the request. For password keys, the key is included but the value is omitted. Requests that are too long for a single audit event are split into a series of "continuation" events (category 5, type 3). The fixed parameters are:

  • Audit command name
  • Audit command code
  • User
4 0
List
4 1
Add
4 2
Delete
4 3
Alter
4 4
Set password
4 5
Set options

Category 5: Other request

The following are ESF only:
5 0
Update notify. Currently not used.
5 1
Audit success (a SAFROUTE AUDIT request with type=1)
  • User
  • Entity string supplied by caller
  • Log string supplied by caller
5 2
Audit failure (a SAFROUTE AUDIT request with type=2)
  • User
  • Entity string supplied by caller
  • Log string supplied by caller
5 3
Parameter information (continuation of large audit event)
  • Parameter ID
  • Chunk number
  • Data chunk
5 6
Verifying with long mapped name
  • Short name
  • Long name
The following are Data File Tools only:

Unless otherwise indicated, its parameters are:

  • Username
  • Group
  • Call
  • DS Name
  • Operation
5 4
Data File Editor audit event
The following are JCL only:
5 5
JCL Audit Event

See MF_JCL_AUDIT for more information.

The following are ESCWA only:
5 10
ESCWA API modify request response
  • User - Session username
  • Path - Request URI
  • Method - Request method (for example, POST, PUT, DELETE)
  • Response - HTTP response status code

Category 6: Allow

Only emitted by ESF.
Note: Specifying the category 3 audit=yes configuration option disables audit events 2 and 3. If you specify the password change success=yes configuration option, then audit even 2 will be generated. See Security Configuration Custom Configuration Information for more information.
6 0
Verify success
  • Username
  • Subsystem
  • Signon group
  • 1 = resolved using the ESF cache
6 1
Verify allowed for unknown user
  • Username
  • Subsystem
6 2
Verify password change success
  • Username
  • Subsystem
  • Signon group
6 3
Auth success
  • Username
  • Subsystem
  • Resource class
  • Resource entity
  • Request access
6 4
Auth query
  • Username
  • Subsystem
  • Resource class
  • Resource entity
  • Granted access level
6 5
XAuth success
  • Username
  • Subsystem
  • Resource class
  • Resource entity
  • Requested access
6 6
XAuth query
  • Username
  • Subsystem
  • Resource class
  • Resource entity
  • Granted access level

Category 7: Deny

Only emitted by ESF.

Unless otherwise indicated, the Verify deny events use these parameters:

  • User ID
  • Subsystem
  • Signon group

and the Auth/XAuth-deny events use:

  • User ID
  • Subsystem
  • Resource class
  • Resource entity
  • Requested access
7 0
Verify deny: Invalid password
7 1
Verify deny: Expired password
7 2
Verify deny: Password change rejected
7 3
Verify deny: User unknown
7 4
Verify deny: User not in requested signon group
7 5
Verify deny: Other failure
7 6
Auth deny
7 7
XAuth deny

Category 8: ESM error

Only emitted by ESF.

Unless otherwise indicated their parameters are:

  • Username
  • Subsystem
  • ESM number
  • ESM name
  • ESM return code
  • Error description
8 0
Verify error
8 1
Auth error
  • Username
  • Subsystem
  • Resource class
  • Resource entity
  • Requested access
  • ESM number
  • ESM name
  • ESM return code
  • Error description
8 2
XAuth error
  • Username
  • Subsystem
  • Resource class
  • Resource entity
  • Requested access
  • ESM number
  • ESM name
  • ESM return code
  • Error description
8 3
Admin error
  • Admin command name
  • Command code
  • User
8 4
Update error
  • User
  • ESM number
  • Update action code
  • Resource entity
8 5
Map error

Category 9: Security request success

Only emitted by ESF.

9 0
Admin success
  • Admin command name
  • Command code
  • User
9 1
Update success
  • User
  • ESM number
  • Update action code
  • Resource entity

Category 100: ESM requests

100 1
Effective rule auditing
  • Security manager index
  • Security manager name
  • Username
  • Subsystem
  • Type of request
  • Name of resource
  • Access decision
  • Name of the rule

See MLDAP ESM Module Custom Configuration Information for more information on audit rule.

Parent topic: Enterprise Server Auditing
Parent topic: Audit Manager APIs (deprecated)
Related concepts
Accessing Audit Data (deprecated)